Background
In 194, while Cao Cao was away attacking Tao Qian in Xu Province, his subordinates Chen Gong and Zhang Miao rebelled against him and aided Lü Bu in taking over Cao's home base of Yan Province. Cao Cao abandoned his invasion of Xu Province and turned back to attack Lü Bu, culminating in the Battle of Yan Province that lasted for more than 100 days. By 195, Cao Cao had retaken all his cities in Yan Province and defeated Lü Bu at Juye. Lü Bu and his men fled east to join Liu Bei, who had succeeded Tao Qian as Governor of Xu Province.In 196, Cao Cao found Emperor Xian in the ruins of Luoyang and brought him to Xuchang, where the new capital and imperial court would be based. In the same year, Lü Bu took advantage of the conflict between Liu Bei and Yuan Shu to capture Xiapi (present-day Pizhou, Jiangsu), capital of Xu Province, effectively seizing control of the province from Liu Bei. Liu Bei was forced surrender his governorship of Xu Province to Lü Bu and settle in the nearby city of Xiaopei. Not long later, Lü Bu felt threatened by Liu Bei's presence and led his troops to attack Liu. Liu Bei was defeated by Lü Bu and had no choice but to join Cao Cao. Cao Cao provided Liu Bei with supplies and sent him to garrison at Xiaopei.
Around 197, Yuan Shao was in control of the three provinces of Ji, Qing and Bing north of the Yellow River, so he wrote a letter to Cao Cao in an arrogant tone. Around the same time, Cao Cao had just been defeated by Zhang Xiu at the Battle of Wancheng and the letter angered him. Cao Cao felt threatened by Yuan Shao's growing influence in northern China and wanted to attack Yuan, but felt that his forces were not strong enough. Cao Cao's strategists Guo Jia and Xun Yu assessed the situation, listing out the various advantages Cao Cao had over Yuan Shao. They also advised him to use the opportunity to eliminate Lü Bu when Yuan Shao was at war with Gongsun Zan, because it was possible that Yuan Shao might ally with Lü Bu to attack him. Cao Cao then made preparations for a campaign against Lü Bu.
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The battle
Conflict between Lü Bu and Yuan Shu
In 197, Yuan Shu declared himself emperor and sent his official Han Yin to meet Lü Bu, proposing a marriage between his son and Lü Bu's daughter, so as to foster a stronger alliance between him and Lü Bu. Lü Bu initially agreed to the proposal and sent his daughter to follow Han Yin back. However, Lü Bu still bore a grudge against Yuan Shu for attacking him five years ago, so he changed his mind after listening to Chen Gui. Lü Bu pursued the convoy and retrieved his daughter, captured Han Yin and sent him to Xuchang, where Han was executed on Cao Cao's order. Cao Cao appointed Lü Bu as General of the Left and personally wrote him a letter to console him. Lü Bu sent Chen Deng to meet Cao Cao and thank Cao on his behalf. When Chen Deng met Cao Cao, he said that Lü Bu was bold but not very astute, and was untrustworthy, so he should to be eliminated as soon as possible. Cao Cao agreed with Chen Deng's view. Chen Deng was appointed Administrator of Guangling and secretly implanted by Cao Cao as a mole in Lü Bu's forces.
On the other hand, Yuan Shu was angered by Lü Bu's betrayal, so he sent his generals Zhang Xun, Qiao Rui to lead an army to attack Xiapi from seven directions in collaboration with the White Wave Bandits led by Han Xian and Yang Feng. Lü Bu was in an disadvantageous situation, with only 3,000 men and 400 warhorses. He was afraid that he might not be able to resist Yuan Shu so he blamed Chen Gui for giving him poor counsel. Chen Gui, however, thought that Han Xian and Yang Feng were not genuinely loyal to Yuan Shu, so he advised Lü Bu to persuade them to break their alliance with Yuan Shu. When Lü Bu attacked Yuan Shu's forces, Han Xian and Yang Feng defected to his side. Yuan Shu's troops were defeated and Lü Bu pursued them until he reached south of the Huai River.
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Siege of Xiapi
In 198, Lü Bu made peace with Yuan Shu again, and sent his general Gao Shun to attack Liu Bei at Xiaopei. Cao Cao sent Xiahou Dun with an army to reinforce Liu Bei, but they were still defeated by Gao Shun. Xiaopei fell to Lü Bu's forces in the ninth month and Liu Bei escaped but his wife was captured.
Following that, Cao Cao officially launched his military campaign against Lü Bu. When Cao Cao's army reached Pengcheng (present-day Xuzhou, Jiangsu), Chen Gong urged Lü Bu to attack Cao Cao because Cao Cao's troops were weary from their long march from Xuchang. Lü Bu, however, insisted on staying in Xiapi and wait for Cao Cao to arrive before attacking. A month later, Cao Cao conquered Pengcheng. At the same time, Chen Deng defected to Cao Cao's side and led his men from Guangling to Xiapi. Lü Bu personally his troops out to engage the enemy but was defeated and forced to retreat. Lü Bu returned to Xiapi and defended the city firmly without advancing.
Cao Cao wrote a letter to Lü Bu, explaining the perilous situation the latter was in. Lü Bu became afraid and had the intention of surrendering, but Chen Gong felt that Cao Cao's army had travelled a long distance and would not be able to fight a prolonged battle. Chen Gong advised Lü Bu to garrison part of his forces outside the city, while the rest would remain with him inside, so that they can support each other if either side came under attack. Chen also said the best time to engage Cao Cao's forces would be months later, when Cao's supplies run out. Lü Bu agreed with the plan and wanted to leave Chen Gong and Gao Shun behind to defend Xiapi while he was stationed outside the city. However, Lü Bu's wife claimed that Chen Gong and Gao Shun could not get along with each other, so that would be a problem if Lü Bu was not around. She also felt that Cao Cao treated Chen Gong better (before the latter's defection to Lü Bu) than how Lü Bu was treating Chen now, so Chen might betray Lü Bu. Lü Bu thus aborted Chen Gong's plan.
Lü Bu sent Wang Kai (王楷) and Xu Si (許汜) to request reinforcements from Yuan Shu, but Yuan rejected when he recalled how Lü Bu reneged on the marriage proposal earlier. Wang Kai and Xu Si attempted to persuade Yuan Shu to send aid, claiming that Yuan Shu would be isolated if Lü Bu was eliminated. Yuan Shu considered sending relief forces, but did not do so immediately. In the meantime, Lü Bu thought that Yuan Shu was unwilling to help him because of the marriage proposal incident, so he personally escorted his daughter out of Xiapi and attempted to send her to Yuan Shu's side. However, Lü Bu ran into Cao Cao's troops outside the city and was unable to break out of the siege so he had to turn back.
Cao Cao's troops began to become tired and weary after failing to capture Xiapi despite besieging it for a long time. Cao Cao had the intention of withdrawing, but his strategists Xun You and Guo Jia thought that Lü Bu's army was already low on morale after having suffered so many defeats, so they advised Cao Cao to press on the siege. Cao Cao then ordered his soldiers to direct the waters of the Yi and Si rivers to flood Xiapi. The beleaguered Lü Bu prepared to surrender after Xiapi was flooded for over a month, but Chen Gong stopped him.
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Lü Bu's surrender
Lü Bu's general Hou Cheng found a man to help him take of 15 horses but the man escaped with the horses, planning to present them to Liu Bei. Hou Cheng personally pursued the man and retrieved the horses. The other generals congratulated Hou Cheng on his achievement and Hou prepared food and wine and presented to Lü Bu. Lü Bu was furious and said, "I ordered a ban on alcohol, and now you prepare wine. Are you planning to make me drunk and then turn against me?" Hou Cheng was unhappy and afraid, so in the twelfth month of 198, he plotted with Song Xian and Wei Xu to capture Chen Gong and Gao Shun before surrendering to Cao Cao.
When Lü Bu heard about Hou Cheng's defection, he led his remaining men to White Gate Tower, where he saw that Cao Cao's troops were closing in on him. He asked his men to kill him and bring his head to Cao Cao, but they refused. Lü Bu then surrendered.
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Aftermath
After surrendering, Lü Bu was tightly bound and brought before Cao Cao. Lü Bu then expressed his willingness to pledge allegiance to Cao Cao and help Cao pacify the empire. Cao Cao was slightly convinced to accept Lü Bu as he ordered Lü Bu's bonds to be loosened. Just then, Liu Bei reminded Cao Cao that Lü Bu cannot be trusted, using the fates of Ding Yuan and Dong Zhuo as examples to justify this point, and Cao Cao came to a sudden realization. At this time, Cao Cao guards surrounding Gao Shun hustled him in front of Cao Cao. Gao Shun showing no fear nor resistance, Cao Cao asked him "Anything to say?" Not wishing to join Cao Cao, Gao Shun remained silent and accepted his fate. He then turned to Chen Gong and asked Chen to surrender, but Chen stubbornly refused and requested to be executed immediately. Unable to control his tears anymore, Cao Cao promised Chen Gong that he would take good care of his mother and family. He then ordered Chen Gong and Gao Shun to be executed and Lü Bu executed by hanging and sent their severed heads to Xuchang to be buried.
Cao Cao accepted Zhang Liao, Chen Qun and others who previously served Lü Bu, and appointed them as generals or officials under him. Other minor warlords such as Zang Ba, Sun Guan (孫觀), Wu Dun (吳敦), Yin Li, and Chang Xi (昌豨) who used to side with Lü Bu also surrendered to Cao Cao, and he put them in charge of various commanderies along the coastline.
With the end of the Battle of Xiapi, Cao Cao completely eliminated the threat posed by Lü Bu. The following year, Liu Bei broke ties with Cao Cao and seized control of Xu Province after killing Che Zhou (車冑), but Cao Cao quickly defeated Liu and regained control of the province. With Xu Province now firmly in his control, Cao Cao no longer had any impending threats on his home base in Yan and Yu provinces. This became an advantage to Cao Cao in the subsequent Battle of Guandu in 200 against Yuan Shao.
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Unit Info
Cao Cao & Liu Bei Forces
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Lu Bu Forces
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Lü Bu, executed
- Chen Gong, executed after capture
- Gao Shun, executed after capture
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Hou Cheng
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Song Xian
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Wei Xu
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Zhang Liao
- Cheng Lian (成廉), nothing recorded about him in history after the battle
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